In mathematics, and more specifically in commutative algebra and algebraic geometry, the prime spectrum (or simply the spectrum) of a commutative ring is the set of all prime ideals of equipped with a topology called the Zariski topology. The spectrum of a ring is also equipped with a structure of ringed space, that is, commutative rings are associated to every point and every open set, which satisfy some compatibility conditions.[1]
The spectrum of a ring is usually denoted by or [2] and it depends on the context whether the notation represents the set of prime ideals, the topological space, or the whole structure of a ringed space.
Ring spectra are a basic tool of modern algebraic geometry, and specifically scheme theory. Indeed, schemes are built by "gluing together" ring spectra – which are called affine schemes in this context – in a way that is very similar to the construction of manifolds by gluing together open subsets of a Euclidean space equipped with the ring of the continuous functions over them.
Zariski topology
editAs a set, the spectrum of a commutative ring is the set of the prime ideals of . It is made a topological space, with each prime ideal being a point in this space, by equipping it with the Zariski topology, the topology for which a closed set is the set of all prime ideals containing a given subset of . In other words, for every subset of , letThe set of all form the closed sets of the Zariski topology on One gets exactly the same closed sets if one restricts the definition to subsets that are ideals, since if , the ideal generated by .
Given a closed set , the ideal is a radical ideal such that . This establishes a one-to-one correspondence between closed sets and radical ideals. This corresponds, in algebraic geometry, to the correspondence between an algebraic set and the set all polynomial equations that are satisfied on it.
Among the open sets, that is the sets of the form some are especially important: those of the form so that is taken to be a principal ideal generated by some they are sometimes called the distinguished open sets[3] or principal open sets.[4] One has alwaysSince every open set is of the form the distinguished open sets form a basis for the Zariski topology. It follows that there is generally no harm to consider only open sets of the form . The importance of the lies mainly in the fact that, when an ideal is not principal, the open set is not easy to define in terms of the generators of the ideal.
is a compact space, but almost never Hausdorff: In fact, the maximal ideals in are precisely the closed points in this topology. By the same reasoning, is not, in general, a T1 space.[5] However, is always a Kolmogorov space (satisfies the T0 axiom); it is also a spectral space.
Sheaves and schemes
editRoughly speaking, each can be considered a "function" on points Given the space with the Zariski topology, the structure sheaf can be thought of informally as a structure satisfying a certain set of axioms that organizes the "functions" that are defined on open subsets of In particular, is the ring of regular functions on an arbitrary open subset the elements of which are called sections of over In cases where the ring corresponds to the coordinate ring of an algebraic variety (i.e., when is a finitely-generated, reduced ring over an algebraically closed field ), the sections , evaluated on maximal ideals corresponding to closed points, can be interpreted as regular functions (-valued, locally rational functions on open subsets of the variety) in the classical sense.
Formally, the structure sheaf is first defined on the distinguished open subsets by setting the localization of by the powers of [6] It can be shown that this defines a -sheaf (a precursor to a sheaf that is only defined on the open subsets of a topological basis ) and, therefore, that it defines a sheaf by unique extension of this -sheaf. In more detail, the distinguished open subsets are a basis of the Zariski topology, so for an arbitrary open set written as the union of we set where denotes the inverse limit with respect to the natural ring homomorphisms One may check that this presheaf is a sheaf, so is a ringed space. (It is standard practice to simply write for this ringed space.) Any ringed space isomorphic to one of this form is called an affine scheme. General schemes are obtained by gluing affine schemes together.
The definition implies that so that the global sections of are precisely the elements of the ring In fact, the contravariant functors and establish a duality of categories between the category of commutative rings and the category of affine schemes indicating that commutative rings and affine schemes are algebraic and geometric presentations, respectively, of the same underlying mathematical information.
If is a point in that is, a prime ideal, then the stalk of the structure sheaf at is defined as which is naturally isomorphic to the localization of at the ideal generally denoted and this is a local ring. Consequently, is a locally ringed space.
The elements of a stalk are known as germs. The structure sheaf can be defined more explicitly to consist of sections ("functions") that are each a collection of locally compatible germs. Here, "locally compatible" means that, around each the germs of a section coincide with the germs of a local section over some distinguished open subset contained in and containing To construct a section distinguished open subsets and local sections are chosen so that the distinguished open subsets cover and the local sections induce a single consistent choice for the germ at each Formally, set
where is the image of under the natural map It can be shown that this definition gives in agreement with the earlier construction in which the starting point was defining the ring of regular functions on to be The value is defined to be the image of under the natural map where is the maximal ideal of the local ring
If is an integral domain, with field of fractions then we can describe the ring more concretely as follows. We say that an element in is regular at a point in if it can be represented as a fraction with Note that this agrees with the notion of a regular function in algebraic geometry. Using this definition, we can describe as precisely the set of elements of that are regular at every point in This is equivalent to describing as the intersection of local rings with each local ring embedded in the field of fractions
For a module over the ring we may similarly define a sheaf on On the distinguished open subsets set using the localization of a module. As above, this construction extends to a presheaf on all open subsets of and satisfies the gluing axiom. A sheaf of this form is called a quasicoherent sheaf.
Functorial perspective
editIt is useful to use the language of category theory and observe that is a functor. Every ring homomorphism induces a continuous map (since the preimage of any prime ideal in is a prime ideal in ). In this way, can be seen as a contravariant functor from the category of commutative rings to the category of topological spaces. Moreover, for every prime the homomorphism descends to homomorphisms
of local rings. Thus even defines a contravariant functor from the category of commutative rings to the category of locally ringed spaces. In fact it is the universal such functor, and hence can be used to define the functor up to natural isomorphism.[7]
The functor yields a contravariant equivalence between the category of commutative rings and the category of affine schemes; each of these categories is often thought of as the opposite category of the other.
Motivation from algebraic geometry
editFollowing on from the example, in algebraic geometry one studies algebraic sets, i.e. subsets of (where is an algebraically closed field) that are defined as the common zeros of a set of polynomials in variables. If is such an algebraic set, one considers the commutative ring of all polynomial functions . The maximal ideals of correspond to the points of (because is algebraically closed), and the prime ideals of correspond to the irreducible subvarieties of (an algebraic set is called irreducible if it cannot be written as the union of two proper algebraic subsets).
The spectrum of therefore consists of the points of together with elements for all irreducible subvarieties of . The points of are closed in the spectrum, while the elements corresponding to subvarieties have a closure consisting of all their points and subvarieties. If one only considers the points of , i.e. the maximal ideals in , then the Zariski topology defined above coincides with the Zariski topology defined on algebraic sets (which has precisely the algebraic subsets as closed sets). Specifically, the maximal ideals in , i.e. , together with the Zariski topology, is homeomorphic to also with the Zariski topology.
One can thus view the topological space as an "enrichment" of the topological space (with Zariski topology): for every irreducible subvariety of , one additional non-closed point has been introduced, and this point "keeps track" of the corresponding irreducible subvariety. One thinks of this point as the generic point for the irreducible subvariety. Furthermore, the structure sheaf on and the sheaf of polynomial functions on are essentially identical. By studying spectra of polynomial rings instead of algebraic sets with the Zariski topology, one can generalize the concepts of algebraic geometry to non-algebraically closed fields and beyond, eventually arriving at the language of schemes.
Examples
edit- The spectrum of integers: The affine scheme is the final object in the category of affine schemes since is the initial object in the category of commutative rings.
- The scheme-theoretic analogue of : The affine scheme . From the functor of points perspective, a point can be identified with the evaluation morphism . This fundamental observation allows us to give meaning to other affine schemes.
- The cross: looks topologically like the transverse intersection of two complex planes at a point (in particular, this scheme is not irreducible), although typically this is depicted as a , since the only well defined morphisms to are the evaluation morphisms associated with the points .
- The prime spectrum of a Boolean ring (e.g., a power set ring) is a compact totally disconnected Hausdorff space (that is, a Stone space).[8]
- (M. Hochster) A topological space is homeomorphic to the prime spectrum of a commutative ring (i.e., a spectral space) if and only if it is compact, quasi-separated and sober.[9]
Non-affine examples
editHere are some examples of schemes that are not affine schemes. They are constructed from gluing affine schemes together.
- The projective -space over a field . This can be easily generalized to any base ring, see Proj construction (in fact, we can define projective space for any base scheme). The projective -space for is not affine as the ring of global sections of is .
- Affine plane minus the origin.[10] Inside are distinguished open affine subschemes . Their union is the affine plane with the origin taken out. The global sections of are pairs of polynomials on that restrict to the same polynomial on , which can be shown to be , the global sections of . is not affine as in .
Non-Zariski topologies on a prime spectrum
editThis section needs expansion. You can help by adding missing information. (June 2020) |
Some authors (notably M. Hochster) consider topologies on prime spectra other than the Zariski topology.
First, there is the notion of constructible topology: given a ring A, the subsets of of the form satisfy the axioms for closed sets in a topological space. This topology on is called the constructible topology.[11][12]
In Hochster (1969), Hochster considers what he calls the patch topology on a prime spectrum.[13][14][15] By definition, the patch topology is the smallest topology in which the sets of the forms and are closed.
Global or relative Spec
editThere is a relative version of the functor called global , or relative . If is a scheme, then relative is denoted by or . If is clear from the context, then relative Spec may be denoted by or . For a scheme and a quasi-coherent sheaf of -algebras , there is a scheme and a morphism such that for every open affine , there is an isomorphism , and such that for open affines , the inclusion is induced by the restriction map . That is, as ring homomorphisms induce opposite maps of spectra, the restriction maps of a sheaf of algebras induce the inclusion maps of the spectra that make up the Spec of the sheaf.
Global Spec has a universal property similar to the universal property for ordinary Spec. More precisely, just as Spec and the global section functor are contravariant right adjoints between the category of commutative rings and schemes, global Spec and the direct image functor for the structure map are contravariant right adjoints between the category of commutative -algebras and schemes over .[dubious – discuss] In formulas,
where is a morphism of schemes.
Example of a relative Spec
editThe relative spec is the correct tool for parameterizing the family of lines through the origin of over Consider the sheaf of algebras and let be a sheaf of ideals of Then the relative spec parameterizes the desired family. In fact, the fiber over is the line through the origin of containing the point Assuming the fiber can be computed by looking at the composition of pullback diagrams
where the composition of the bottom arrows
gives the line containing the point and the origin. This example can be generalized to parameterize the family of lines through the origin of over by letting and
Representation theory perspective
editFrom the perspective of representation theory, a prime ideal I corresponds to a module R/I, and the spectrum of a ring corresponds to irreducible cyclic representations of R, while more general subvarieties correspond to possibly reducible representations that need not be cyclic. Recall that abstractly, the representation theory of a group is the study of modules over its group algebra.
The connection to representation theory is clearer if one considers the polynomial ring or, without a basis, As the latter formulation makes clear, a polynomial ring is the monoid algebra over a vector space, and writing in terms of corresponds to choosing a basis for the vector space. Then an ideal I, or equivalently a module is a cyclic representation of R (cyclic meaning generated by 1 element as an R-module; this generalizes 1-dimensional representations).
In the case that the field is algebraically closed (say, the complex numbers), every maximal ideal corresponds to a point in n-space, by the Nullstellensatz (the maximal ideal generated by corresponds to the point ). These representations of are then parametrized by the dual space the covector being given by sending each to the corresponding . Thus a representation of (K-linear maps ) is given by a set of n numbers, or equivalently a covector
Thus, points in n-space, thought of as the max spec of correspond precisely to 1-dimensional representations of R, while finite sets of points correspond to finite-dimensional representations (which are reducible, corresponding geometrically to being a union, and algebraically to not being a prime ideal). The non-maximal ideals then correspond to infinite-dimensional representations.
Functional analysis perspective
editThe term "spectrum" comes from the use in operator theory. Given a linear operator T on a finite-dimensional vector space V, one can consider the vector space with operator as a module over the polynomial ring in one variable R = K[T], as in the structure theorem for finitely generated modules over a principal ideal domain. Then the spectrum of K[T] (as a ring) equals the spectrum of T (as an operator).
Further, the geometric structure of the spectrum of the ring (equivalently, the algebraic structure of the module) captures the behavior of the spectrum of the operator, such as algebraic multiplicity and geometric multiplicity. For instance, for the 2×2 identity matrix has corresponding module:
the 2×2 zero matrix has module
showing geometric multiplicity 2 for the zero eigenvalue, while a non-trivial 2×2 nilpotent matrix has module
showing algebraic multiplicity 2 but geometric multiplicity 1.
In more detail:
- the eigenvalues (with geometric multiplicity) of the operator correspond to the (reduced) points of the variety, with multiplicity;
- the primary decomposition of the module corresponds to the unreduced points of the variety;
- a diagonalizable (semisimple) operator corresponds to a reduced variety;
- a cyclic module (one generator) corresponds to the operator having a cyclic vector (a vector whose orbit under T spans the space);
- the last invariant factor of the module equals the minimal polynomial of the operator, and the product of the invariant factors equals the characteristic polynomial.
Similar concepts
editThe spectrum can also be considered for C*-algebras in operator theory, yielding the notion of the spectrum of a C*-algebra. Notably, for a compact Hausdorff space , the ring of continuous (complex-valued) functions is a unital commutative C*-algebra, with the space being recovered as a topological space from , indeed functorially so; this is the content of the Banach–Stone theorem. Indeed, any unital commutative C*-algebra can be realized as the ring of continuous functions of a compact Hausdorff space in this way, yielding the same correspondence as between a ring and its spectrum. Generalizing to non-commutative C*-algebras yields noncommutative topology.
See also
editCitations
edit- ↑ Hartshorne (1977), p. 70.
- ↑ Sharp (2001), p. 44, def. 3.26.
- ↑ Vakil, ch.3, section 3.5.
- ↑ Goertz, Ulrich; Wedhorn, Torsten. Algebraic Geometry 1. p. 43.
- ↑ Arkhangel'skii & Pontryagin (1990), ex. 21, sec. 2.6.
- ↑ Intuitively, this assignment is based on viewing ring elements as (field-valued) functions on prime ideals If we define we observe that Since we would like to think of as sets containing the permissible (field-valued) functions on and is never zero on we should expect to include functions in the form of fractions that have and its powers in their denominators, i.e., ones that correspond to the formal elements This is precisely what localization of at allows for.
- ↑ Vakil, ch. 7, remark 7.3.6.
- ↑ Atiyah & Macdonald (1969), ch. 1, exercise 23 (iv).
- ↑ Hochster (1969)
- ↑ Vakil, ch. 4, ex. 4.4.1.
- ↑ Atiyah & Macdonald (1969), ch. 5, exercise 27.
- ↑ Tarizadeh (2019)
- ↑ Kock (2007)
- ↑ Fontana & Loper (2008)
- ↑ Brandal (1979)
- ↑ see https://www.math.ias.edu/~lurie/261ynotes/lecture14.pdf
References
edit- Atiyah, M. F.; Macdonald, I. G. (1969). Introduction to Commutative Algebra. London: Addison-Wesley. ISBN 0-201-00361-9.
- Arkhangel’skii, A. V.; Pontryagin, L. S., eds. (1990). General Topology I. Encyclopaedia of Mathematical Sciences. Vol. 17. Springer Berlin, Heidelberg. ISBN 978-3-642-64767-3.
- Brandal, Willy (1979). Commutative Rings whose Finitely Generated Modules Decompose. Lecture Notes in Mathematics. Vol. 723. Springer Berlin, Heidelberg. ISBN 978-3-540-09507-1.
- Cox, David; Little, John; O'Shea, Donal (2016) [1997]. Ideals, Varieties, and Algorithms. Undergraduate Texts in Mathematics (4th ed.). Springer Cham. ISBN 978-3-031-91840-7.
- Eisenbud, David; Harris, Joe (2000). The Geometry of Schemes. Graduate Texts in Mathematics. Vol. 197. Springer New York. ISBN 978-0-387-98638-8. MR 1730819.
- Fontana, Marco; Loper, K. Alan (2008). "The patch topology and the ultrafilter topology on the prime spectrum of a commutative ring". Communications in Algebra. 36 (8): 2917–2922. doi:10.1080/00927870802110326.
- Hartshorne, Robin (1977). Algebraic Geometry. Graduate Texts in Mathematics. Vol. 52. Springer New York. ISBN 978-0-387-90244-9. MR 0463157.
- Hochster, M. (1969). "Prime ideal structure in commutative rings" (PDF). Transactions of the American Mathematical Society. 142: 43–60. doi:10.1090/S0002-9947-1969-0251026-X.
- Kock, Joachim (2007). "Remarks on spectra, supports, and Hochster duality" (PDF). S2CID 54501563.
- Sharp, R. Y. (2001) [1990]. Steps in Commutative Algebra. London Mathematical Society Student Texts. Vol. 51 (2nd ed.). Cambridge University Press. ISBN 978-0-511-62368-4.
- Mumford, David (1999) [1988]. The Red Book of Varieties and Schemes. Lecture Notes in Mathematics. Vol. 1358 (2nd expanded ed.). Springer Berlin, Heidelberg. ISBN 978-3-540-63293-1.
- Tarizadeh, Abolfazl (2019). "Flat topology and its dual aspects". Communications in Algebra. 47 (1): 195–205. doi:10.1080/00927872.2018.1469637.
- Vakil, Ravi (n.d.). "Foundations Of Algebraic Geometry". math.stanford.edu.
Further reading
editExternal links
edit- Kevin R. Coombes: The Spectrum of a Ring
- The Stacks Project authors. "27.3 Relative spectrum via glueing".